From Chartered Accountant to Senior Manager: Regulated Leadership Roles in London Chartered accountants have always been well represented at the top of UK financial services. […]
Category: FCA
The role that cannot simply wait until Tuesday
Of all the senior roles in a regulated firm, the Money Laundering Reporting Officer is the one that most obviously resists a part-time arrangement. Suspicious […]
SMF16 and SMF17: Compliance Oversight and the MLRO Explained
SMF16 and SMF17: Compliance Oversight and the MLRO Explained If SMF9, SMF10, SMF11 and SMF14 are the designations that keep non-executive directors up at night, […]
CRO Appointments, Committee Chair Governance and CEO Succession: The Guides Regulated Firm Boards Are Using
Three governance challenges generate more boardroom activity at FCA-regulated firms than any others: appointing the right Chief Risk Officer and positioning the role effectively within […]
What UK Financial Services Firms Are Getting Wrong in 2026 — And How to Fix It
What UK Financial Services Firms Are Getting Wrong in 2026 — And How to Fix It By Adrian Lawrence FCA, Founder, FD Capital Recruitment Ltd […]